0000922423-05-000420.txt : 20120628
0000922423-05-000420.hdr.sgml : 20120628
20050303163457
ACCESSION NUMBER: 0000922423-05-000420
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050303
DATE AS OF CHANGE: 20050303
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST NEW YORK SECURITIES LLC /NY
CENTRAL INDEX KEY: 0001111629
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 850 THIRD AVENUE 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
MAIL ADDRESS:
STREET 1: 850 THIRD AVENUE 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: STEINWAY MUSICAL INSTRUMENTS INC
CENTRAL INDEX KEY: 0000911583
STANDARD INDUSTRIAL CLASSIFICATION: MUSICAL INSTRUMENTS [3931]
IRS NUMBER: 351910745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46651
FILM NUMBER: 05658350
BUSINESS ADDRESS:
STREET 1: 800 S ST STE 425
CITY: WALTHAM
STATE: MA
ZIP: 02453-1472
BUSINESS PHONE: 2195221675
MAIL ADDRESS:
STREET 1: 600 INDUSTRIAL PARKWAY
CITY: ELKHART
STATE: IN
ZIP: 46516
FORMER COMPANY:
FORMER CONFORMED NAME: SELMER INDUSTRIES INC
DATE OF NAME CHANGE: 19940209
SC 13G
1
kl00309_sc13g.txt
SCHEDULE 13G
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------
Under the Securities Exchange Act of 1934
SCHEDULE 13G
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Steinway Musical Instruments, Inc.
----------------------------------
(Name of Issuer)
Ordinary Common Stock, par value $0.001 per share
-------------------------------------------------------------------
(Title of Class of Securities)
858495104
---------
(CUSIP Number)
February 4, 2005
----------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
-------
SCHEDULE 13G
CUSIP No. 858495104
--------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First New York Securities L.L.C.
--------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3) SEC USE ONLY
--------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
5) SOLE VOTING POWER
NUMBER 112,600
OF -------------------------------------------------
SHARES 6) SHARED VOTING POWER
BENEFICIALLY
OWNED BY None
EACH -------------------------------------------------
REPORTING 7) SOLE DISPOSITIVE POWER
PERSON
WITH 112,600
-------------------------------------------------
8) SHARED DISPOSITIVE POWER
None
--------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
112,600
--------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|-|
--------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.5%
--------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
BD
--------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. 858495104
--------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Don Erenberg
--------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3) SEC USE ONLY
--------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
5) SOLE VOTING POWER
NUMBER 19,000
OF ---------------------------------------------------
SHARES 6) SHARED VOTING POWER
BENEFICIALLY
OWNED BY None
EACH ---------------------------------------------------
REPORTING 7) SOLE DISPOSITIVE POWER
PERSON
WITH 19,000
---------------------------------------------------
8) SHARED DISPOSITIVE POWER
None
--------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,000
--------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|-|
--------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
--------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. 858495104
--------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven Heinemann
--------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3) SEC USE ONLY
--------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
5) SOLE VOTING POWER
NUMBER 276,300
OF ---------------------------------------------------
SHARES 6) SHARED VOTING POWER
BENEFICIALLY
OWNED BY None
EACH ---------------------------------------------------
REPORTING 7) SOLE DISPOSITIVE POWER
PERSON
WITH 276,300
---------------------------------------------------
8) SHARED DISPOSITIVE POWER
110,600
--------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
386,900
--------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|-|
--------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.1%
--------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
Schedule 13G
------------
Item 1(a). Name of Issuer:
Steinway Musical Instruments, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
800 South Street, Suite 305
Waltham, Massachusetts 02453
Item 2(a). Name of Person Filing:
(1) First New York Securities L.L.C. ("FNYS")
(2) Don Erenberg. Mr. Erenberg is employed by FNYS.
(3) Steven Heinemann. Mr. Heinemann is employed by and trades securities of the
issuer for the proprietary account of FNYS.
Item 2(b). Address of Principal Business Office or, if None, Residence:
(1) First New York Securities L.L.C.: 850 Third Avenue, 17th Floor
New York, NY 10022
(2) Don Erenberg: 870 UN Plaza, Apt. 33D
New York, NY 10017
(3) Steven Heinemann: 106 Goose Hill Rd.
Cold Spring Harbor, NY 11724
Item 2(c). Citizenship:
(1) First New York Securities L.L.C.: New York
(2) Don Erenberg: United States
(3) Steven Heinemann: United States
Item 2(d). Title of Class of Securities:
Ordinary Common Stock, par value $0.001 per share
Item 2(e). CUSIP Number:
858495104
Item 3. If this statement is filed pursuant to ss.ss. 240.13d-1(b), or
240.13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or Dealer Registered Under Section 15 of the Act
(15 U.S.C. 78o)
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c)
(c) |_| Insurance Company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c)
(d) |_| Investment Company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8)
(e) |_| Investment Adviser in accordance with ss.
240.13d-1(b)(1)(ii)(E)
(f) |_| Employee benefit plan or endowment fund in accordance with
ss. 240.13d-1(b)(1)(ii)(F)
(g) |_| Parent Holding Company or control person in accordance
with ss.240.13d-1(b)(ii)(G)
(h) |_| Savings Association as defined in ss.3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813)
(i) |_| Church plan that is excluded from the definition of an
investment company under ss.3(c)(15) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3)
(j) |_| Group, in accordance with ss.240.13d-1(b)(ii)(J)
Item 4. Ownership.
(a) Amount beneficially owned:(1)
(1) First New York Securities L.L.C.: 112,600
(2) Don Erenberg: 19,000
(3) Steven Heinemann: 386,900
(b) Percent of class:
(1) First New York Securities L.L.C.: 1.5%
(2) Don Erenberg: 0.3%
(3) Steven Heinemann: 5.1%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
(1) First New York Securities L.L.C.: 112,600
(2) Don Erenberg: 19,000(2)
----------------------
(1) Percentages based on 7,535,195 shares of Ordinary Common Stock outstanding
as reported in the Issuer's Form 10-Q for the quarter ended September 30,
2004.
(2) Includes shares held by Mr. Erenberg's immediate family members and
accounts maintained for their benefit.
(3) Steven Heinemann: 276,300
(ii) Shared power to vote or to direct the vote:
(1) First New York Securities L.L.C.: 0
(2) Don Erenberg: 0
(3) Steven Heinemann: 0
(iii) Sole power to dispose or to direct the disposition of:
(1) First New York Securities L.L.C.: 112,600
(2) Don Erenberg: 19,000(2)
(3) Steven Heinemann: 276,300
(iv) Shared power to dispose or to direct the disposition of:
(1) First New York Securities L.L.C.: 0
(2) Don Erenberg: 0
(3) Steven Heinemann: 110,600(3)
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
See Item 2(a) above.
Item 9. Notice of Dissolution of Group.
Not Applicable.
--------------------------
(2) Includes shares held by Mr. Erenberg's immediate family members and
accounts maintained for their benefit.
(3) Shares owned by FNYS as to which Mr. Heinemann may be deemed to share
dispositive power.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
Statement is true, complete and correct.
Date: March 3, 2005 FIRST NEW YORK SECURITIES L.L.C.
BY: /s/ Mario Maugeri
--------------------------------------
Name: Mario Maugeri
Title: Director of Operations
/s/ Don Erenberg
----------------------------------------
Don Erenberg
/s/ Steven Heinemann
----------------------------------------
Steven Heinemann
Exhibit 1
AGREEMENT OF JOINT FILING
Pursuant to rule 13d-1(k) promulgated under the Securities Exchange Act of
1934, as amended, the undersigned persons hereby agree to file with the
Securities and Exchange Commission the Statement on Schedule 13G (the
"Statement") to which this Agreement is attached as an exhibit, and agree that
such Statement, as so filed is on the behalf of each of them.
IN WITNESS WHEREOF, the undersigned have executed this Agreement as of
March 3, 2005.
FIRST NEW YORK SECURITIES L.L.C.
BY: /s/ Mario Maugeri
----------------------------------
Name: Mario Maugeri
Title: Director of Operations
/s/ Don Erenberg
-------------------------------------
Don Erenberg
/s/ Steven Heinemann
-------------------------------------
Steven Heinemann