0000922423-05-000420.txt : 20120628 0000922423-05-000420.hdr.sgml : 20120628 20050303163457 ACCESSION NUMBER: 0000922423-05-000420 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050303 DATE AS OF CHANGE: 20050303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NEW YORK SECURITIES LLC /NY CENTRAL INDEX KEY: 0001111629 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 850 THIRD AVENUE 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 850 THIRD AVENUE 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEINWAY MUSICAL INSTRUMENTS INC CENTRAL INDEX KEY: 0000911583 STANDARD INDUSTRIAL CLASSIFICATION: MUSICAL INSTRUMENTS [3931] IRS NUMBER: 351910745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46651 FILM NUMBER: 05658350 BUSINESS ADDRESS: STREET 1: 800 S ST STE 425 CITY: WALTHAM STATE: MA ZIP: 02453-1472 BUSINESS PHONE: 2195221675 MAIL ADDRESS: STREET 1: 600 INDUSTRIAL PARKWAY CITY: ELKHART STATE: IN ZIP: 46516 FORMER COMPANY: FORMER CONFORMED NAME: SELMER INDUSTRIES INC DATE OF NAME CHANGE: 19940209 SC 13G 1 kl00309_sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- Under the Securities Exchange Act of 1934 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Steinway Musical Instruments, Inc. ---------------------------------- (Name of Issuer) Ordinary Common Stock, par value $0.001 per share ------------------------------------------------------------------- (Title of Class of Securities) 858495104 --------- (CUSIP Number) February 4, 2005 ---------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) ------- SCHEDULE 13G CUSIP No. 858495104 -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First New York Securities L.L.C. -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3) SEC USE ONLY -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION New York -------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER 112,600 OF ------------------------------------------------- SHARES 6) SHARED VOTING POWER BENEFICIALLY OWNED BY None EACH ------------------------------------------------- REPORTING 7) SOLE DISPOSITIVE POWER PERSON WITH 112,600 ------------------------------------------------- 8) SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 112,600 -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |-| -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.5% -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON BD -------------------------------------------------------------------------------- SCHEDULE 13G CUSIP No. 858495104 -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Don Erenberg -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3) SEC USE ONLY -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER 19,000 OF --------------------------------------------------- SHARES 6) SHARED VOTING POWER BENEFICIALLY OWNED BY None EACH --------------------------------------------------- REPORTING 7) SOLE DISPOSITIVE POWER PERSON WITH 19,000 --------------------------------------------------- 8) SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,000 -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |-| -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3% -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IN -------------------------------------------------------------------------------- SCHEDULE 13G CUSIP No. 858495104 -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Steven Heinemann -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3) SEC USE ONLY -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER 276,300 OF --------------------------------------------------- SHARES 6) SHARED VOTING POWER BENEFICIALLY OWNED BY None EACH --------------------------------------------------- REPORTING 7) SOLE DISPOSITIVE POWER PERSON WITH 276,300 --------------------------------------------------- 8) SHARED DISPOSITIVE POWER 110,600 -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 386,900 -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |-| -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IN -------------------------------------------------------------------------------- Schedule 13G ------------ Item 1(a). Name of Issuer: Steinway Musical Instruments, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 800 South Street, Suite 305 Waltham, Massachusetts 02453 Item 2(a). Name of Person Filing: (1) First New York Securities L.L.C. ("FNYS") (2) Don Erenberg. Mr. Erenberg is employed by FNYS. (3) Steven Heinemann. Mr. Heinemann is employed by and trades securities of the issuer for the proprietary account of FNYS. Item 2(b). Address of Principal Business Office or, if None, Residence: (1) First New York Securities L.L.C.: 850 Third Avenue, 17th Floor New York, NY 10022 (2) Don Erenberg: 870 UN Plaza, Apt. 33D New York, NY 10017 (3) Steven Heinemann: 106 Goose Hill Rd. Cold Spring Harbor, NY 11724 Item 2(c). Citizenship: (1) First New York Securities L.L.C.: New York (2) Don Erenberg: United States (3) Steven Heinemann: United States Item 2(d). Title of Class of Securities: Ordinary Common Stock, par value $0.001 per share Item 2(e). CUSIP Number: 858495104 Item 3. If this statement is filed pursuant to ss.ss. 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) |_| Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) |_| Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) |_| Investment Adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E) (f) |_| Employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F) (g) |_| Parent Holding Company or control person in accordance with ss.240.13d-1(b)(ii)(G) (h) |_| Savings Association as defined in ss.3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) |_| Church plan that is excluded from the definition of an investment company under ss.3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) |_| Group, in accordance with ss.240.13d-1(b)(ii)(J) Item 4. Ownership. (a) Amount beneficially owned:(1) (1) First New York Securities L.L.C.: 112,600 (2) Don Erenberg: 19,000 (3) Steven Heinemann: 386,900 (b) Percent of class: (1) First New York Securities L.L.C.: 1.5% (2) Don Erenberg: 0.3% (3) Steven Heinemann: 5.1% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: (1) First New York Securities L.L.C.: 112,600 (2) Don Erenberg: 19,000(2) ---------------------- (1) Percentages based on 7,535,195 shares of Ordinary Common Stock outstanding as reported in the Issuer's Form 10-Q for the quarter ended September 30, 2004. (2) Includes shares held by Mr. Erenberg's immediate family members and accounts maintained for their benefit. (3) Steven Heinemann: 276,300 (ii) Shared power to vote or to direct the vote: (1) First New York Securities L.L.C.: 0 (2) Don Erenberg: 0 (3) Steven Heinemann: 0 (iii) Sole power to dispose or to direct the disposition of: (1) First New York Securities L.L.C.: 112,600 (2) Don Erenberg: 19,000(2) (3) Steven Heinemann: 276,300 (iv) Shared power to dispose or to direct the disposition of: (1) First New York Securities L.L.C.: 0 (2) Don Erenberg: 0 (3) Steven Heinemann: 110,600(3) Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. See Item 2(a) above. Item 9. Notice of Dissolution of Group. Not Applicable. -------------------------- (2) Includes shares held by Mr. Erenberg's immediate family members and accounts maintained for their benefit. (3) Shares owned by FNYS as to which Mr. Heinemann may be deemed to share dispositive power. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Date: March 3, 2005 FIRST NEW YORK SECURITIES L.L.C. BY: /s/ Mario Maugeri -------------------------------------- Name: Mario Maugeri Title: Director of Operations /s/ Don Erenberg ---------------------------------------- Don Erenberg /s/ Steven Heinemann ---------------------------------------- Steven Heinemann Exhibit 1 AGREEMENT OF JOINT FILING Pursuant to rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned persons hereby agree to file with the Securities and Exchange Commission the Statement on Schedule 13G (the "Statement") to which this Agreement is attached as an exhibit, and agree that such Statement, as so filed is on the behalf of each of them. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of March 3, 2005. FIRST NEW YORK SECURITIES L.L.C. BY: /s/ Mario Maugeri ---------------------------------- Name: Mario Maugeri Title: Director of Operations /s/ Don Erenberg ------------------------------------- Don Erenberg /s/ Steven Heinemann ------------------------------------- Steven Heinemann